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Corporate News

Financial Engines submits comment letter to the SEC on the standards of conduct for investment advisors and broker-dealers.

Late last week, Financial Engines submitted a comment letter to the Securities and Exchange Commission (SEC) regarding the standards of conduct that investment advisors and broker-dealers must follow when they provide investment advice to retail investors. This issue has potential…

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Continuing the fight for the Conflict of Interest Rule.

Over the past few years, Financial Engines has been a vocal supporter of the Conflict of Interest Rule, which requires investment advisors who provide retirement advice to clients to serve as fiduciaries. This means they must place their clients’ interests…

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Our Continued Support of the Conflict of Interest Rule

As part of our ongoing support of the Conflict of Interest (Fiduciary) Rule, Financial Engines recently submitted a comment letter to the U.S. Department of Labor in response to its recently announced delay to the Rule. You can read that letter…

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