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Corporate News

Financial Engines submits new in-depth comment letter to the SEC on the standards of conduct for investment advisors and broker-dealers

Financial Engines has submitted a new in-depth and extensive comment letter to the Securities and Exchange Commission (SEC) regarding the standards of conduct that investment advisors and broker-dealers must follow when they provide investment advice to retail investors. In our…


Continuing the fight for the Conflict of Interest Rule.

Over the past few years, Financial Engines has been a vocal supporter of the Conflict of Interest Rule, which requires investment advisors who provide retirement advice to clients to serve as fiduciaries. This means they must place their clients’ interests…

Wall Street financial market capitalization sign with American flags

Our continued support of the Conflict of Interest Rule.

As part of our ongoing support of the Conflict of Interest (Fiduciary) Rule, Financial Engines recently submitted a comment letter to the U.S. Department of Labor in response to its recently announced delay to the Rule. You can read that letter…